by Clay_D Thomas | May 6, 2013 | Blog, Financial Planning, Legal, Oil and Gas
Thoughts from 2013: Some time ago, I was contacted by a group of accredited investors residing and working in the northern states of our country regarding their concerns over oil and gas investments made in Texas. I must admit that I was taken aback when it was...
by Clay_D Thomas | May 2, 2013 | Blog, Legal
Around May 2013 I was made aware that the Securities and Exchange Commission is pilfering another rabbit hole for the purpose of overstuffing the agency’s coffers. That rabbit hole is the use of Rule 10b5-1 Trading Plans which have allowed certain public company...