The New SEC Rabbit Hole

Around May 2013 I was made aware that the Securities and Exchange Commission is pilfering another rabbit hole for the purpose of overstuffing the agency’s coffers. That rabbit hole is the use of Rule 10b5-1 Trading Plans which have allowed certain public company...

Mutual Fund Washouts

Thoughts from 2009: I won’t bore you with telling you that there are all types of mutual funds covering virtually any type of financial investment you could imagine. You can get that information easily, but few people want to tell you the uncomfortable facts about...